-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LQiRuV1Lqi+6AHO+07HsLkScXVpzZbUVRgOjiRmHrWo3M/ZtEjqi4oC9RvbzRjur DxbMNXOCdyECaODO8SpVqQ== 0001011240-02-000008.txt : 20020414 0001011240-02-000008.hdr.sgml : 20020414 ACCESSION NUMBER: 0001011240-02-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LMI AEROSPACE INC CENTRAL INDEX KEY: 0001059562 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 431309065 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-55627 FILM NUMBER: 02542729 BUSINESS ADDRESS: STREET 1: 3600 MUELLER RD CITY: ST CHARLES STATE: MO ZIP: 63302 BUSINESS PHONE: 6369466525 MAIL ADDRESS: STREET 1: P O BOX 900 CITY: ST CHARLES STATE: MO ZIP: 63302 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAKS RONALD S CENTRAL INDEX KEY: 0001078808 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3600 MUELLER ROAD CITY: ST CHARLES STATE: MO ZIP: 63302 BUSINESS PHONE: 3149466525 MAIL ADDRESS: STREET 1: 3600 MUELLER ROAD CITY: ST CHARLES STATE: MO ZIP: 63302 SC 13G 1 lmisake13g2602.txt SCHEDULE 13G FOR RONALD SAKS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) LMI Aerospace, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.02 - -------------------------------------------------------------------------------- (Title of Class of Securities) 502079 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons' initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 1 of 5 Pages SEC 1745 (3-98) CUSIP NO. 502079 10 6 - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Ronald S. Saks - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- 5. Sole Voting Power 2,763,073 Number of Shares --------------------------------------------------- Beneficially Owned by Each 6. Shared Voting Power Reporting Person -0- With: --------------------------------------------------- 7. Sole Dispositive Power 2,828,824 --------------------------------------------------- 8. Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,982,135 - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount In Row (11) 37.17% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 2 of 5 Pages SEC 1745 (3-98) Item 1(a) Name of Issuer: LMI Aerospace, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 3600 Mueller Road St. Charles, Missouri 63302 Item 2(a) Name of Persons Filing: Ronald S. Saks Item 2(b) Address or Principal Business Office or, if none, Residence: 3600 Mueller Road St. Charles, Missouri 63302 Item 2(c) Citizenship: Ronald S. Saks is a citizen of the United States. Item 2(d) Title of Class of Securities: Common Stock, par value $0.02 per share Item 2(e) CUSIP Number: 502079 10 6 Item 3. Not Applicable Item 4. Ownership. (a) Amount beneficially owned: 2,982,135(1) (b) Percent of class: 37.17% - --------------- (1) Includes 65,751 shares of common stock held by Union Planters Trust & Investment Management for the benefit of Mr. Saks in the LMI Aerospace, Inc. Profit Sharing and Savings Plan and Trust. Also includes 153,311 held in certain trusts created for the benefit of Mr. Saks' children who maintain a principal residence at Mr. Saks' residence, of which Mr. Saks disclaims beneficial ownership. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 3 of 5 Pages SEC 1745 (3-98) (c) Number of shares as to which such persons have: (i) Sole power to vote or to direct the vote 2,763,073 (ii) Shared power to vote or to direct the vote: None (iii) Sole power to dispose or direct the disposition of: 2,828,824 (iv) Shared power to dispose or to direct the disposition of: None Item 5. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. The Ronald S. Saks Revocable Trust U/T/A dated June 21, 1991, is the record owner of 2,763,073 shares of the Issuer's stock owned by Mr. Saks. The Trust retains the right to receive all dividends and all proceeds from the sale of the Company's stock. 153,311 shares of the Issuer's stock reported as being beneficially owned by Mr. Saks on this Schedule 13G are held of record by certain trusts maintained for the benefit of Mr. Saks' children who maintain a principal residence at Mr. Saks' residence. Each such trust retains the right to receive all dividends and all proceeds from the sale of the Company's stock. Mr. Saks expressly disavows beneficial ownership of such shares. Item 7. Not applicable Item 8. Not applicable Item 9. Not applicable Item 10. Not Applicable Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 4 of 5 Pages SEC 1745 (3-98) SIGNATURE After reasonable inquiry and to the best of my knowledge and belief I certify that the information set forth in this statement is true, complete and correct. February 13, 2002 -------------------------------------- Date /s/ Ronald S. Saks -------------------------------------- Signature Ronald S. Saks -------------------------------------- Name/Title Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Page 5 of 5 Pages SEC 1745 (3-98) -----END PRIVACY-ENHANCED MESSAGE-----